机读格式显示(MARC)
- 000 01907cam a2200349 a 4500
- 008 051201m20069999nyu b 001 0 eng
- 020 __ |a 0735558736 (loose-leaf)
- 035 __ |a (OCoLC)ocm62248542
- 040 __ |a WLL |c WLL |d DLC
- 050 00 |a KF1446 |b .A943
- 093 __ |a D971.239.9 |2 5
- 100 1_ |a Ambler, Diane E.
- 245 10 |a Sarbanes-Oxley Act : |b planning & compliance / |c Diane E. Ambler, Lorraine Massaro, Kristen L. Stewart ; contributing authors, Jeffrey W. Acre ... [et al.].
- 260 __ |a New York : |b Aspen, |c c2006-
- 300 __ |a v. (loose-leaf) ; |c 26 cm.
- 500 __ |a "Kirkpatrick & Lockhart Nicholson Ghaham LLP."
- 504 __ |a Includes bibliographical references and index.
- 505 0_ |a Overview of the Act -- CEO and CFO responsibilities and certifications -- SEC disclosure rules -- Directors' responsibilities and liabilities -- Audit committees -- Public Company Accounting Oversight Board -- Pension plan blackout periods and reporting of senior executive and director stock transactions -- Prohibition on loans to directors and officers -- Standards of professional conduct of attorneys -- New criminal penalties and SEC enforcement tools -- New York Stock Exchange corporate governance rules -- Nasdaq qualitative listing requirements and interpretive materials.
- 650 _0 |a Financial statements |x Law and legislation |z United States.
- 650 _0 |a Disclosure of information |x Law and legislation |z United States.
- 650 _0 |a Corporations |x Accounting |x Law and legislation |z United States.
- 650 _0 |a Corporations |x Auditing |x Law and legislation |z United States.
- 700 1_ |a Massaro, Lorraine.
- 700 1_ |a Stewart, Kristen L. |q (Kristen Larkin)
- 700 1_ |a Acre, Jeffrey W.
- 710 2_ |a Kirkpatrick & Lockhart Nicholson Graham.